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Committee Connection

Manuscript Ethics 101

20 Dec 2011 4:30 PM

By Katherine E. Reeder-Hayes, MD, MBA

Publishing a journal article is an important career milestone for many oncology fellows and junior faculty. However, it also brings a new responsibility: to ensure that your scientific writing practices line up with ethical and professional standards. Many young investigators receive little guidance during fellowship training about the expectations of scientific authors.

Who is an author?
A survey study found that both honorary authorship (or “guest authorship,” including individuals who have not met criteria for authorship) and ghost authorship (failing to include individuals who contributed to the work) were common practices among authors in biomedical journals.1 To clarify who should be named as an author, the International Committee of Medical Journal Editors (ICMJE) has drawn up a list of criteria. Authors should make “substantial contributions to the conception and design, acquisition of data, or analysis and interpretation of data,” should help write or critically revise the manuscript, and should approve the final version.2 It is increasingly common for journals to ask the corresponding author to document that these criteria have been met, either by requiring each author to sign an attestation, or by asking the corresponding author to sign a statement covering all the contributors.

Katherine Reeder-Hayes, MD, MBA

Member since: 2010

Specialty: Internal Medicine, Hematology/Oncology

Institution: University of North Carolina, Chapel Hill

Education: Medical degree, University of Alabama School of Medicine; MBA, Auburn University School of Business; internship, residency, and fellowship, University of North Carolina School of Medicine
Junior investigators are sometimes surprised to find that as the first author of a manuscript in preparation, they are expected to make decisions about authorship and the ordering of authors’ names for a group, which may include senior colleagues or people they do not know very well. Up-front discussions about authorship and responsibilities for preparing the manuscript, as well as the support of a senior mentor, may head off conflicts in this area.

What is a conflict of interest?

Young writers may assume they have no conflicts of interest (COI) because they are not involved with industry, or because only “bad investigators” have conflicts of interest. In fact, COI can arise any time that an author, his or her institution, or someone in his or her personal life has a relationship that could be perceived as biasing the author’s actions.2 Conflicts are often inevitable and do not mean that the author has committed scientific misconduct, unless they are not disclosed. You might be confident that an affiliation did not actually bias your work; this does not excuse you from revealing the COI so that editors and readers can decide for themselves. Classic COI include honoraria paid to authors and financial connections between an author and the company whose product is being studied. Less obvious issues such as partial sponsorship of a study by a corporate entity, or a family member’s employment by someone with an interest in the study outcome, also represent potential COI. Most journals provide forms for authors to disclose potential COI. When in doubt, disclose!

When and where can an article be submitted?
Early-career investigators are naturally eager to increase the chances that their work will be accepted for publication and may be tempted to send their manuscripts to multiple journals in the hope that they will be accepted more quickly. Most journals have explicit policies against simultaneous submission. Further, it is likely that this practice will be discovered, since two journals may invite the same reviewer to critique the article. A variation of this problem occurs when an author submits a manuscript very similar to a previously published article based on the same study (“redundant submission”2). Although it may seem like a shortcut to career advancement, simultaneous or redundant submission can be very costly, since many journals will not consider future work from an author who has been discovered in one of these practices. Submitting a manuscript that has been presented as an abstract or poster, or a manuscript that has been rejected by another journal, is generally acceptable.

Ask for help
Many pitfalls of authorship can be avoided by seeking advice from a mentor. Journals offer detailed “instructions to authors” on their websites that describe specific submission policies. Journal editors are another source of guidance—most would rather help you avoid a mistake than uncover it later! By establishing a track record of honest and fair authorship now, you can build the foundation for a successful career in scientific writing.

References
1. Flanagin A, Carey LA, Fontanarosa PB, et al. JAMA. 1998;280:222-4.
2. Uniform requirements for manuscripts submitted to biomedical journals: Writing and editing for biomedical publication. J Pharmacol Pharmacother. 2010;1:42-58.

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